Restoration of Bottomland
Hardwoods in the Lower Mississippi Alluvial Valley
John A. Stanturf, Forestry Sciences Laboratory,
320 Green Street, Athens, GA 30602 USA
and
Emile S. Gardiner, Center for Bottomland Hardwoods
Research, P.O. Box 227, Stoneville, MS 38776, USA
ABSTRACT
Throughout
the boreal and temperate zones, forest restoration efforts attempt
to counteract negative effects of conversion to other land use (afforestation
and remediation) and disturbance and stress on existing forests (rehabilitation).
Appropriate silvicultural practices can be designed for any forest
restoration objective. Most common objectives include timber, wildlife
habitat for game species, or aesthetics. Increasingly other objectives
are considered, including carbon sequestration, biological diversity,
non-game mammals and birds, endangered animals and plants, protection
of water quality and aquatic resources, and recreation. Plantation
forestry remains the most effective approach to restoration of forest
cover to large areas, and recent trends toward more complex plantations
are explored in the context of afforestation in the Lower Mississippi
Alluvial Valley. Benefits of converting agricultural land to forests
include financial, recreational, and environmental outcomes. The
level of outcome obtained, and the rapidity of realizing benefits,
is determined by the intensity of restoration efforts.
Citation: Stanturf, John A., and
Gardiner, Emile S. 2000. Restoration of bottomland hardwoods in
the Lower Mississippi Alluvial Valley. In: Sustaining Forests: the
Science of Forest Assessment. Southern Forest Resource Assessment.
http://www.srs.fs.fed.us/sustain/conf/
INTRODUCTION
Forest cover in populated
areas of the world is in dynamic equilibrium with land cleared for
agriculture and taken for urban uses. Forest cover has declined globally,
from an estimated 6 billion ha of “original” forest extent to the
present 3.45 billion ha (Krishnaswamy and Hanson 1999). The greatest
loss in cover has occurred in Asia-Pacific, Africa, and Europe (all
more than 60 percent loss of forest cover). Losses in North America
are relatively low (25 percent), while Latin America (Central and
South) has lost over 30 percent of the original forest cover (Figure
1). Market forces, changing trade policies, agricultural reforms,
or conservation efforts drive conversion of cleared land back to trees.
Nevertheless, the area in forest plantations is only 135 million ha,
although increasing (Kanowski 1997).
Many
areas remaining in forest cover are experiencing disturbances and
stresses that negatively affect ecological stability (Larsen 1995)
or maintain the forest in a condition that can be seen as unsustainable
(Krishnaswamy and Hanson 1999). Global assessments of forest condition
identify the factors causing loss of forest cover and degradation
of remaining forests, including changing land use, increasing demand
for fiber, and exogenous stresses such as global climate change and
loss of biodiversity (Krishnaswamy and Hanson 1999, WRI 2000). Throughout
the boreal and temperate zones, forest restoration efforts attempt
to counteract these negative trends.
The
Lower Mississippi Alluvial Valley (LMAV) has undergone the most widespread
loss of bottomland hardwood forests in the United States (MacDonald
and others 1979, Stanturf and others 2000). Besides the extensive
loss of forest cover by clearing for agriculture, regional and local
hydrologic cycles were drastically changed by flood control projects
that separated the Mississippi River and its tributaries from their
floodplains. Deforestation and drainage resulted in a loss of critical
wildlife and fish habitat, increased sediment loads, and reduced floodwater
retention. Restoring these floodplain forests is the subject of considerable
interest and activity (Sharitz 1992, King and Keeland 1999, Stanturf
and others 2000). The objectives of this paper are to place forest
restoration in the LMAV into the context of sustainable management
and to present an overview of restoration activities underway and
planned for the near future. Plantation forestry remains the most
effective approach to restoration of forest cover to large areas,
and recent trends toward more complex plantations are explored.
TERMINOLOGY
Figure 2. The terminology
of forest restoration is best viewed in terms of changes in land use and
land cover

What
constitutes restoration can be confusing as the term is used indiscriminately.
It is helpful to consider the dynamic relationship between degrading
and restoring processes in light of two dimensions, changes in land
cover, land use, or both. If we consider the undisturbed, idealized
natural mature forest as a starting point (Figure 2), then conversions
to other land uses such as agriculture or pasture are through deforestation.
Relatively frequent but moderate disturbance (plowing, herbicides,
grazing) maintains the non-forest cover.
Similarly,
a change in both land cover and land use occurs when forests are converted
to urban uses, flooded by dams, or removed along with topsoil/overburden
in mining and extractive activities. Such drastic conversion usually
involves severe disturbance and is maintained more or less permanently
by structures more than by cultural activities (Figure 2).
Even-aged
harvesting of mature forest in a sustainable manner is a change of
land cover but not land use. A new, young forest will result from
natural regeneration or by reforestation (i.e., planting trees in
a cutover). Unsustainable harvesting without securing adequate regeneration,
such as high-grading (many diameter-limit harvests or selective harvesting),
degrades stand structure or diversity. Forest can also be degraded
by pollutant loading, outbreaks of insects or diseases (especially
exotics), invasion by aggressive exotic plants, or by disasters such
as hurricanes or wildfires. In all these instances, intervention to
restore species diversity or stand structure can be termed rehabilitation
(Figure 2).
Given
sufficient time and the cessation of disturbances, agricultural land
as well as urbanized land will revert to forest, if that is the potential
natural vegetation as set by climate. Abandonment and reversion to
forests, albeit secondary or even degraded forest types, will be on
a time scale of a few decades to centuries. Human intervention, however,
can accelerate the reversion process. Afforestation of agricultural
land may consist of simply planting trees, although techniques that
are more intensive are available. Reclamation of urbanized land usually
requires extensive modification. This may include stabilization of
spoil banks or removal of water control structures, followed by tree
planting. Because severe degradation may limit the possibilities
for reclamation, this is sometimes called replacement (Bradshaw 1997).
Generally,
restoration connotes some transition from a degraded state to a former
“natural” condition. All the restorative activities described (reforestation,
rehabilitation, afforestation, and reclamation) have been called forest
restoration, although to the purist none would qualify as true restoration
(Bradshaw 1997, Harrington 1999). In the narrowest sense, restoration
requires a return to an ideal natural ecosystem with the same species
diversity, composition, and structure as previously occurred (Bradshaw
1997) and as such is probably impossible to attain (Cairns 1986).
Pragmatically, it would seem that the term forest restoration could
be limited to situations where forest land use as well as land cover
are restored (afforestation or reclamation), and rehabilitation to
situations where structure or species composition of an existing forest
is modified. This approach is adopted here.
THE SUSTAINABILITY CONTEXT
The Continuum Model
We view restoration as an element in a continuum model of sustainable
forest management (Walker and Boyer 1993; Stanturf and others In press).
The state of the forest ecosystem ranges from natural to degraded.
Levels of state factors such as biomass or biodiversity in forests
subjected to disturbance follow a degradation trajectory, which shape
is characteristic to the state factor. At any point along the trajectory,
recovery can be initiated once the stress or disturbance abates.
The recovery pattern is divided into three levels: self-renewal, rehabilitation,
or restoration. In the self-renewal phase, the forest can return
to its original state, more or less, without human intervention in
a relatively short time. Natural regeneration of forests managed
for timber is an example of reliance on self-renewal processes. At
intermediate levels of disturbance, it will take longer to recover
naturally but the time required may be shortened by human intervention.
One example might be rehabilitation by reforestation of forests consumed
by wildfire. At their most degraded state, forests may recover naturally
after a century or more, but in decades by human intervention.
The forest that results from restoration may never recover to the
original state for all functions (see Harrington 1999 for a graphical
representation of possible trajectories). Our usage of restoration
differs from the otherwise very satisfactory terminology of Bradshaw
(1997), as we do not accept the “ideal state” connotation he gives
it. If we can move the ecosystem from the degraded to the natural
state, we can then depend upon self-renewal processes in managing
the resulting forest. How quickly the forest moves to the self-renewal
phase is a function of the amount we are willing to invest to overcome
the degraded conditions. This line may shift its vertical position
depending upon available silvicultural techniques. The continuum
model not only avoids the meaningless exercise of specifying an endpoint
for restoration, but it offers a broader context for restoration on
private land. Landowners with management objectives other than preservation
are able to contribute to ecosystem restoration (Stanturf and others
1998a, Stanturf and others In press).
Common Challenges
Appropriate silvicultural practices can be designed for any forest
restoration objective. Most common objectives include timber, wildlife
habitat for game species, or aesthetics. Increasingly other objectives
are considered, including carbon sequestration, biological diversity,
non-game mammals and birds, endangered animals and plants, protection
of water quality and aquatic resources, and recreation. Different
outputs may be sought for each objective. The timber management objective,
for example, may be for sawlogs and veneer logs, or for pulpwood.
Appropriate management, in particular rotation length, will vary according
to the desired product size. Managing for wildlife may be the stated
objective but different wildlife species or species groups have different
habitat requirements, from mature closed forests to early successional
seres. Choosing the appropriate silvicultural techniques presents
the challenge of managing for apparently incompatible objectives.
Slight modifications, however, may have negligible impact on outcomes
or outputs for one objective but major effects on anotherobjective.
Clarity of objectives, combined with an adequate understanding of
feasible goals developed from information on current conditions, allows
the silviculturist to choose a silvicultural system that will maximize
satisfaction of multiple objectives although no single objective will
be optimized. Nevertheless, the chosen system may be adjusted to
minimize impacts on other ecosystem functions, and many complementary
benefits will be produced in addition to the primary benefit.
Three
steps are key to planning forest restoration: (1) understanding current
conditions (the given conditions, a starting point); (2) clarifying
objectives and identifying an appropriate goal (the desired future
condition); and (3) defining feasible actions that will move toward
the desired condition. In most cases, the silviculturist has several
options for intervening, as there are multiple silvicultural pathways
toward the desired future condition. The choice of intervention affects
the financial cost, the nature of intermediate conditions, and the
time it takes to achieve the desired condition. It is imperative
that silvicultural decisions are made with clear objectives in mind
and with an understanding of the probability that a particular intervention
will be successful.
AFFORESTATION
Forest
restoration on land cleared for agriculture is widespread, often termed
afforestation. Land was abandoned or is considered for conversion
back to forest because of infertility, frequent flooding, or other
site limitations. It should be self-evident that the first step in
restoring a forest is to establish trees, the dominant vegetation.
Although this is not full restoration in the sense of Bradshaw (1997),
it is a necessary step and far from a trivial accomplishment (Stanturf
and others 1998b, Stanturf and others In press). Nevertheless, many
people object to traditional plantations on the grounds of aesthetics
or lack of stand and landscape diversity. The correct ecological comparison,
however, is between plantations and intensive agriculture, rather
than between plantations and a mature natural forest (Stanturf and
others In press). All forest alternatives provide at least some vertical
structure, increased plant diversity, and some wildlife habitat and
environmental benefits. Kanowski (1997) argued for a dichotomy in
concepts of plantation forests, between the traditional plantations
organized for fiber production and more complex plantation systems
that seek to maximize social benefits other than wood. Restoration
goals can be met by developing a concept of complex plantations that
retain the economic and logistic advantages of simple plantations.
Advantages of Simple Plantations
Simple
plantations are single purpose, usually even-aged monocultures that
can produce as much as ten times greater wood volume as natural forests
(Kanowski 1997). Simple plantations, nevertheless, provide multiple
benefits when compared to alternatives such as continuous agriculture;
if managed well, they satisfy sustainability criteria. Significant
advantages of simple plantations are that they easily can be established
using proven technology, their management is straightforward, and
they benefit from considerable economies of scale. If financial return
is the primary objective of a landowner, simple plantations may be
preferred and some restoration goals will be attained (Stanturf and
others In press). Nevertheless, complex plantations can be established
that provide greater social benefit at a reasonable cost, perhaps
as little as 10 percent of timber returns (Kanowski 1997) or even
at a net financial gain to the landowner (e.g., Stanturf and Portwood
1999).
Characteristics of Complex Plantations
Objections
to plantations are often cast in terms of aesthetics. The sharp boundary
between a plantation and other land uses is objectionable, as is the
uniformity of trees planted in rows. The sharp edges of plantations
can be “softened” by fuzzy or curved boundaries, in order to integrate
the plantation with other land uses. Where plantations are on small
farm holdings, agroforestry systems of intercropping can blend land
uses. Forested riparian buffers are established in agricultural fields
to protect water quality by filtering sediment, nutrients, and farm
chemicals, and they bar easy access by livestock to stream banks.
Riparian buffers add diversity to the landscape and serve as wildlife
corridors between patches of fragmented forests. In floodplain landscapes
such as bottomland hardwoods, areas of permanently saturated or inundated
soil (respectively, moist soil units and open water areas) are common
and diversify the interior of plantations.
Several
options are available to overcome the uniformity of rows. Perhaps
the simplest technique is to offset the rows. Uniform spacing between
rows and between seedlings within a row is common, resulting in a
square pattern. Rows can be offset to produce a parallelogram instead
of a square. Alternatively, plantations can be planned with a recreational
viewer in mind so that the view from trails and roads is always oblique
to the rows, thereby escaping notice. At any rate, once the canopy
reaches sufficient height that ground flora and midstory plants can
establish, most plantations take on the appearance of natural stands,
at least to the casual observer.
A
more serious objection to plantations is the lack of diversity, in
terms of species composition and vertical structure. Essentially,
simple plantations are not as diverse as natural stands, at least
for many years. Foresters have devised several methods to establish
multiple species stands. For example, planting several blocks of
different species in a stand, or even alternate rows of different
species is possible and creates some diversity at the stand level.
Distribution, however, remains more clumped than would be typical
of a natural stand.
Other
methods are available, including nurse crops of faster growing native
species (Schweitzer and others 1997) or exotics (Ashton and others
1997, Lamb and Tomlinson 1994). In this approach, there is no intention
of retaining the nurse crop species throughout the rotation of the
slower growing species (this could also be termed relay intercropping).
While the nurse crop method has many advantages, and in the short-term
provides species diversity and probably vertical structure, once the
nurse crop is removed the residual stand may lack diversity. The
challenge is to develop methods for establishing several species in
intimate mixtures, such as would occur in a natural stand, but avoiding
excessive mortality during the self-thinning or stem exclusion stage
of stand development. Such methods must account for the growth patterns
of the species, relative shade tolerances, and competitive ability.
Vertical
structure is an important feature of forests for wildlife (DeGraaf
1987, Twedt and Portwood 1997, Hamel and others In press). Early
stages of stand development, whether in natural forests or plantations,
are characterized by low light in the understory until crowns differentiate.
In most restoration forests, little development of the understory
and midstory occurs for many years. Annual disturbance while in agriculture
removed buried seed and rootstocks of native plants and low light
levels in the young forest preclude understory development from invaders.
The manager can intervene to plant understory species; at present,
little research affords guidance on methods, planting density, or
probable success rates. As indicated above, relay intercropping provides
vertical structure for a time. Natural dispersal into gaps can also
encourage understory development, whether gaps are created by thinning
or left during planting (Allen 1997, Otsamo 2000). The critical factor
limiting understory development by natural invasion is whether there
are seed sources for the understory plants within dispersal range
(Chapman and Chapman 1999, Johnson 1988).
Afforestation of Bottomland Hardwoods
Restoration on the LMAV is driven primarily by actions on federal
land and by federal incentive programs, although states have their
projects on public land (Newling 1990; Savage and others 1989). Current
plans for restoration on public and private land suggest that as many
as 200,000 ha could be restored in the LMAV over the next decade (Stanturf
and others 2000).
The dominant goal of all restoration programs in the LMAV, whether
on public or private land, has been to create wildlife habitat and
improve or protect surface water quality (King and Keeland 1999).
In practice, this means afforestation of small areas (usually no more
than 150 hectares) within a matrix of active agriculture. While we
know how to afforest many sites (Stanturf and others 1998b), recent
experience illustrates the difficulty of applying this knowledge broadly
(Stanturf and others In press).
Afforestation of bottomland hardwoods is a process where something
can go wrong at any of several steps (Gardiner and others In press).
The most critical step is properly matching species to site, particularly
to hydroperiod. Few species can tolerate continuous flooding. Even
those few that can withstand extended soil saturation and root anoxia
cannot tolerate submersion of all their leaves. Most flooding tolerant
species can be planted on drier sites but not the reverse (Stanturf
and others 1998a). Soil physical conditions, root aeration, nutrient
availability, and moisture availability are other important site factors
to consider.
Restoration on public land in the LMAV follows an extensive strategy
of low cost per ha planting or direct seeding of heavy-seeded species
of value to wildlife such as oaks. It relies on native species, planted
mostly in single-species blocks within plantations containing three
or more species. Choice of species to plant is guided by tolerance
to flooding and soil characteristics. Hard mast producers such as
the oaks (Quercus spp.) are favored for their wildlife value
and because they are the most difficult to obtain by natural processes.
Oaks are planted on wide spacing (3.45 m by 3.45 m) as 1-0 bareroot
seedlings or direct-seeded as acorns on 1 m by 3.45 m spacing (to
account for lower survival). Wind and water are relied upon to disperse
light-seeded species such as ash (Fraxinus spp.), elm (Ulmus
spp.), sycamore (Platanus occidentalis), sweetgum (Liquidambar
styraciflua), and maple (Acer spp.) (Stanturf and others
1998). The light-seeded species are needed for richness, stocking,
and to create forested conditions (Haynes and others 1995).
The extensive strategy that predominates on public land has shaped
the federal programs aimed at private land. The appropriateness of
this strategy for private land has been questioned from several perspectives
(Stanturf and others In press). First, wind and water dispersal of
light seeded species to these small, isolated tracts is reliable only
when natural seed sources are within 100 m (Allen 1990, 1997). Failure
to fill between the planted oaks means incomplete site occupancy by
trees, lower species richness, and longer time needed to provide structural
diversity. Second, more intensive strategies are available that provide
wildlife benefits and restore forested wetland functions quicker.
Many wildlife species at risk are those that require forests of complex
structure. Extensive plantings, even if fully successful, require
60 years or more to attain a desirable structure (King and Keeland
1999, Twedt and others 1999). Third, the stocking that results from
successful restoration under federal cost-share programs (i.e., 309
stems per ha at age 3) will not be sufficient to support commercial
timber production. The lack of merchantable volume in these understocked
stands not only will constrain timber management but also will limit
stand manipulation for wildlife habitat, aesthetics, or forest health.
Fourth, the ability to sequester carbon will be significantly lower.
Interest is increasing in afforestation to obtain carbon credits under
the Kyoto Protocol (Schlamadinger and Marland 2000) and the critical
period for credits is between 2008 and 2012, very early in the life
of stands planted now.
Strategies that are more intensive for quickly establishing closed
canopy forests are available, albeit at higher initial costs than
the extensive plantings. For example, a manager can establish a closed
canopy forest 10 m or taller in three years, using fast growing native
species such as Eastern cottonwood (Populus deltoides var.
deltoides). One or two years after planting, this cottonwood
nurse crop is established and slower growing species of oak can be
interplanted between every other row. Later, the manager may intervene
to shape stand structure and composition of the stand as it develops.
Possibilities include harvesting the cottonwood at age 10, in the
winter to maximize sprout regrowth and afford the manager a second
coppice rotation of the cottonwood, or in the summer to minimize cottonwood
sprouting and release the oak seedlings (Schweitzer and others 1997).
The full benefits of this interplanting technique are being investigated
but observations in operational plantings indicate that significant
wildlife benefits are realized within five years (Twedt and Portwood
1997).
BENEFITS OF RESTORATION
The
benefits of restoration are usually identified in terms of government
priorities or social benefits; seldom are the diverse objectives of
landowners recognized (but see Selby and Petäjïsto 1995). In most
market economies where rights and obligations of ownership rest with
private landowners, what is appropriate for public land may not be
the most attractive restoration option for private landowners (Stanturf
and others In press). Nevertheless, there can be considerable overlap
in the expected benefits to society and the affected landowner. The
array of possible objectives can be illustrated with a limited set
of management scenarios (Table 1).
For
simplification, three scenarios are presented: production forest,
conservation forest, or preservation forest. The production forest
option can be further divided into low versus high intensity management.
Benefits
are comprised of financial, recreational, and environmental outcomes.
Because cash flow is important to many landowners, and the adjustment
from annual to periodic income is often cited as a barrier to afforestation,
financial benefits must be considered as both short-term and long-term
(Amacher and others 1998, Niskanen 1999). Recreational benefits are
hunting and non-consumptive benefits such as bird watching or hiking.
Environmental benefits are separated into conservation practices (such
as those installed to control soil erosion and protect water quality
or enhance wildlife habitat) and land retirement, where there is no
on-going management activity.
Financial Benefits
Financial
returns from active management (production or conservation forests)
are substantial relative to the preservation or no-management scenario.
Fiber production will drive expansion of
plantations
in many parts of the world (Carneiro and Brown 1999). Other income
can be realized by some landowners from hunting leases and potentially
from carbon sequestration payments (Barker and others 1996). While
there is considerable uncertainty over the accounting for carbon credits
under the Kyoto Protocol, there seems to be agreement that afforestation
will be eligible for offset credit (Schlamadinger and Marland 2000).
Current projections in the United States for the value of a carbon
credit are on the order of $2.72 to $4.54 per ton of CO2
sequestered, but the value is much higher in Europe. In Norway, for
example, there is already a carbon tax on gasoline equivalent to $49
per ton CO2 (Solberg 1997). Estimates from economic models
suggest that a carbon tax of $27 to $109 per ton CO2 would
be necessary to stabilize global emissions at the 1990 level (Solberg
1997). Under these conditions, growing biomass for fuel would become
an attractive alternative to fossil fuel because biofuels have no
net impact on global carbon levels.
Recreational Benefits
The
primary recreational benefits assumed in the examples are from creating
and enhancing wildlife habitat. Not all wildlife species require
the same kind of habitat, so for simplicity the expected benefits
can be separated into recreational hunting by the landowner (rather
than lease fees) and non-consumptive wildlife activities, such as
bird watching or simply the existence value of wildlife to the landowner.
Environmental Benefits
Water quality benefits of afforestation accrue from reducing soil
erosion (Joslin and Schoenholtz 1998), and filtering, retaining, and
assimilating nutrients and farm chemicals from surface runoff and
groundwater (Huang and others 1990). Greater water quality benefit
will be derived from forested riparian buffers. Planted forested
buffer strips in an agricultural landscape are uncommon, although
several studies have examined the filtering action of natural forested
riparian zones (Cooper and others 1987, Cooper and Gilliam 1987, Lowrance
and others 1983, Lowrance and others 1984a and b, Lowrance and others
1986, Peterjohn and Correll 1984, Todd and others 1983). These studies
were summarized by Comerford and others (1992) who concluded that
buffer strips are quite effective in removing soluble nitrogen and
phosphorus (up to 99 percent) and sediment. The efficiency of pesticide
removal by forested buffer strips has been examined in some environmental
fate studies that concluded that buffer strips 15 m or wider were
generally effective in minimizing pesticide contamination of streams
from overland flow (Comerford and others 1992).
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